Project CHARACTER HANDBOOK
Welcome to Project CHARACTER*
CHARACTER* in Region 10 is CRITICAL**:
Building a Nationwide Capability
*Citizenship
and High Academic standards, Reinforcing
the
Aspen
Character Traits, and Ethical Reasoning
** Curriculum Restructuring, Implementation and Training,
Integrating Computer Applications,
and Learning standards
Effective character education is based on core
ethical values which form the foundation of democratic society, in particular,
respect, responsibility, trustworthiness, caring, justice and fairness, and
civic virtue and citizenship.
--The Six Pillars of Character in The
Project CHARACTER* was established as a result of a grant that was awarded by the U. S. Department of Education’s Character Education Program on October 1, 2002 to the former Community School District 3 of New York City, developed by James J. Carroll, Ph.D. As a result of citywide reorganization, Project CHARACTER is now operated through Region 10 of the New York City Department of Education.
The Director of Project CHARACTER
is Howard Krieger, and the two primary consultants are Dr. Jim Carroll and
1. Introduction
The four CRITICAL objectives
of Project CHARACTER may be summarized as:
(1) Curriculum Restructuring to focus on the Six Pillars of Character—respect, responsibility, trustworthiness, caring, justice and fairness, and civic virtue and citizenship—in all content courses and on school-wide social problems,
(2) Implementation and Training among approximately five new target schools each year, and
(3) Integrating Computer Applications—The Character Education Public Policy Analyst (CEPPA) and The Public Policy Analyst (PPA), all of which develops
(4) Learning standards in both character and
academic achievement related to the new NY content standards.
The four CRITICAL objectives will
be achieved by implementing the Character
Education Public Policy Analyst (CEPPA) and The Public Policy Analyst (PPA). The CEPPA and the PPA were
developed by James J. Carroll, Ph.D. and
CHARACTER is a four-year
project. During the 2002—2003 school
year, four schools from the former CSD 3 participated: P.S. 75, P.S. 163, P.S.
191, and M.S. 247. During the 2003-2004
school year, five schools, all of which are in Harlem, participated: I.S. 275,
I.S. 172, P.S. 175, P.S. 133 and
In 2006-07 the target schools will be: PS 192, PS 208, MS 54, and MS 322.
Each target school will have a five-member Leadership Team (LT) comprised of the principal, three teachers and a parent.
The teams will receive extensive
training throughout the school year from Dr. Jim Carroll and
This scientifically based,
target/control group study will be managed by SPEZ, Co., Inc. (Superior
Proposals for the Education Zone), an independent
evaluation agency, led by Dr. Gil Turchin.
It will contribute to research on the effectiveness of combining a
nationally validated content-based character education project (Project LEGAL)
with school-wide programs in character education.
2. Implementation 2006—2007 : Overview
Summer, 2006: Summer Institute: The August institute will introduce the Leadership Teams from the five target schools to the goals of the project and to using the Character Education Public Policy Analyst (CEPPA), the online application to analyze and solve school social problems.
September, 2006: Each of the five target schools’ LT’s will begin the school year by providing training to those LT members who were unable to participate in the summer institute. Howard Krieger will assist with this after school training.
Howard will be sure that copies of Dr. Thomas Lickona’s School As A Caring Community Profile II (SCCP-II, 2001) will be distributed, enough for the entire staffs of the five target and five control schools. These surveys should be taken by all staff members of the ten schools during September to serve as pre-assessment instruments for the project.
During the third and fourth weeks of September, each of the five target schools will conduct its one-hour organizational meeting. Howard Krieger will lead these meetings, together with the five-member Leadership Teams. All faculty members who can participate on a regular basis one afternoon a week after school should be encouraged to attend. It is recognized that some teachers will have conflicts such as coaching or other after school jobs and will be unable to participate directly after school on one of their school’s three committees. However, once the three committees have been identified, all faculty members should still designate a particular committee, for they can be surveyed for their opinions, even if they cannot participate after school. In accordance with contractual agreements with the teachers’ association, teachers will be compensated for their time participating in after school professional development committee meetings and after school training workshops led by the director, Carroll, or Montecalvo.
The meetings will point out that the first phase of the project is for each school to organize into three committees to use the project’s Character Education Public Policy Analyst (CEPPA) to analyze schoolwide social problems and develop new policy solutions that will be implemented immediately. The three committees will each focus on a problem area related to one of the Six Pillars of Character as stated in the project application as follows:
(a) discipline problems
(b) student achievement
(c) participation in extracurricular activities
(d) parental and community involvement
(e) faculty and administration involvement
(f) student and staff morale
All target schools will develop three committees. All schools must have one committee that analyzes (a) discipline problems and one committee that focuses on (b) student achievement. The third committee may select one of the remaining problem areas (c—f) based on the results of their school’s SCCP-II diagnostic data and/or group consensus.
At the Organizational Meeting, the teachers in attendance will select one of the three committees on which to participate. Each committee should meet on a separate day after school. Faculty members should select a committee based on their interest in that topic and on the particular afternoon that it meets (e.g., (a) discipline problems meets on Mondays, (b) meets every Tuesday and (C) meets every Wednesday). Each of the three committees should be led by one of their school’s three teachers who serve as LT members.
At the organizational meeting,
Mr. Krieger will give a brief demonstration of how The Character Education Public Policy Analyst (CEPPA), which was
demonstrated at the Summer workshop, can be used to analyze specific problems
under any of the Six Pillars and how the committees can develop new schoolwide
policies to address those problems. The CEPPA is a new version of the exemplary
Public Policy Analyst (PPA) that was
developed by Dr. Carroll and Mr. Montecalvo, and has been used in numerous
schools to improve problem solving skills, Internet research skills and achieve
content standards. Since 1999, Carroll
and Montecalvo have used the PPA with over 550
Then, by late September, each school will begin holding after school committees to use the CEPPA.
October, 2006: The after school committees will have begun by early October. The first meeting of each committee on Defining the Problem is very important. Problems should not include a statement regarding the ineffectiveness of a current policy (current policies are assessed in step #4). Be sure that the group states the problem as specifically as possible. Be sure to complete the CEPPA worksheet and e-mail to the director and to Dr. Carroll for comments as soon as possible so that the committee can obtain comments prior to the next meeting.
Some weekly meeting may be able to complete more than one step of the CEPPA process. The LT teacher must keep everyone on task and maintain a balance that allows everyone to express an opinion yet makes sure that at least one step is completed at each meeting.
The full faculty should be made aware of the progress each week so that those who cannot participate can furnish their ideas. It is recommended that short surveys be developed and distributed to the entire faculty to obtain information necessary to complete upcoming steps of the CEPPA process such as the causes of the problem (#3) or suggestions on new policies (#5).
A full day (release day) workshop will be held in late October. Part of the day will be led by Jim Carroll and Joe Montecalvo, and they will review each school’s progress with the CEPPA.
Copies of the book, Educating for Character: How Our Schools Can Teach Respect and Responsibility by Thomas Lickona, will be made available for distribution to teachers beginning in January. By obtaining a free copy of the book, a teacher agrees to implement at least of one the classroom strategies contained in Part Two of the book and complete a one-page form that will be posted on the school’s project bulletin board to share with other colleagues.
Lickona’s book should also be used by teachers and LT members who serve on the after school committees. The classroom strategies in Part Two and the schoolwide strategies in Part Three should provide numerous ideas for new policies (step #5 of the CEPPA) to deal with problems related to (a) discipline or improving (b) school achievement.
Also, the chapters, “Creating a Moral Community in the Classroom” and “Creating a Democratic Classroom Environment,” show teachers how to establish the proper context for PPA analyses and discussions. “Teaching Values through the Curriculum,” “Cooperative Learning,” “Encouraging Moral Reflection,” and “Raising the Level of Moral Discussion” all contain proven strategies that will maximize the implementation of the PPA as an online tool to produce effective policies through moral decision making.
November, 2006—January, 2007: LT members will continue to lead after school committee meetings and work with Dr. Carroll and Mr. Montecalvo on the committee worksheets; final versions will be posted and policies will be implemented. There will also be another full day workshop held in December.
February, 2007—May, 2007: Integrating the PPA into content courses: Depending on a school’s interests and project budget, additional after school committees may be organized to analyze additional problems related to the Six Pillars after the initial three committees complete their work by early March. Be sure to consult with the director on the amount of money remaining for your school for after school committee work.
As mentioned, the CEPPA used to
analyze problems related to the Six Pillars is based on the original Public Policy Analyst (PPA). The PPA has been proven to improve academic
performance and students’ technology skills in content courses in Project TIPS
in the
February, 2007—May, 2007 PPA Workshops: Beginning in March, Howard Krieger will schedule several six-hour series of workshops for content teachers in the target school interested in learning how to use and integrate the PPA into teaching and learning. Some series will be held from two hours after school on three consecutive afternoons for two hours each day. A Saturday six-hour workshop may also be offered.
3. The Role of
the
A. Qualifications of the Leadership Team (LT)
Members:
As new target schools are selected each year to participate in Project CHARACTER, each school will identify a five-member leadership team. Since the building principal is the key person responsible for providing curriculum leadership and has legal responsibilities regarding student discipline, it is essential that the principal not only participate on the team, but play a very active role on it. In most situations, the principal will be responsible for selecting the other four members of the team.
The three teacher members of the team should be experienced teachers that are highly respected by their colleagues. None of them should have any type of other responsibilities after school, for they must be available to lead committee meetings after school throughout the year. Ideally, they should have a common planning period during the school day to meet together, although this may not be possible to schedule during the first year of CHARACTER.
The teachers should have some experience in using the Internet, e-mail, and basic word processing skills. The CEPPA online application will guide the policy making activities of the committee meetings. Teachers, therefore, should be comfortable in doing Internet research, for some of the steps of the CEPPA will involve locating other websites for further information. Team members will be using e-mail regularly to communicate with Carroll and Montecalvo about the progress of each of the committees and subcommittees, and to have them critique proposed policies. Word processing skills will be needed to provide notices to committee members and develop reports for the director, the evaluator, and Carroll and Montecalvo.
As the term leadership teams implies, the teachers will need to possess leadership skills in a variety of areas. They will need to be excellent communicators and facilitators. All of the topics that the committees discuss will inevitably lead to some heated discussions, and the team leaders must be capable facilitators with good listening skills and the ability to help the participants to reach a consensus or compromise. Above all, they need to be dedicated to the goals of Project CHARACTER and to the concept that by carefully and fully analyzing the topics in the Character grant application by applying the CEPPA, they can facilitate the committees to formulate policies that, when implemented, will bring about schoolwide improvement in those areas related to character and academics.
The parent member of the leadership team should also possess the same types of leadership and technical skills required of the teacher members. Like the teachers, the parent will also need to be available throughout the school year to participate in after school committee meetings several days a week (if the school is unable to identify such a parent from the community with such availability then perhaps a teacher who has a child attending that school may serve as the parent representative). Since parental involvement is a key ingredient to the success of any character education project, the selection of a strong, dedicated parent representative is vital for CHARACTER.
B. Specific Duties of the Leadership Team (LT):
Within each of the five target schools each year, the leadership teams may find it necessary or desirable to adapt parts of these guidelines in accordance with their own school’s schedule, philosophy or suggestions from the staff. The LT will have responsibilities for both the schoolwide and the classroom implementation of CHARACTER.
(1) Schoolwide Duties:
(a) discipline problems
(b) student achievement
(c) participation in extracurricular activities
(d) parental and community involvement
(e) faculty and administration involvement
(f) student and staff morale
(2) Classroom Implementation Duties
The process outlined above described how the LT members would use the CEPPA with their faculties and parents (and students if appropriate) to analyze the problems in their buildings associated with discipline and student achievement, as well as one or two other priorities, and formulate, implement and evaluate school policies to address them. The CEPPA, and the original PPA (Public Policy Analyst) will be the main common strategies for classroom implementation under Project CHARACTER in accordance with the grant proposal.
As the LT members implement the schoolwide process, they are demonstrating to their colleagues how the six basic problem solving steps of the CEPPA and the PPA can also be used in the classroom, either to analyze social problems in content courses such as science (air pollution, global warming, health problems, etc), literature (stories that focus on social problems) or social studies topics; or to analyze social problems within the classroom related to the Six Pillars or to the six topics in the grant application (see list under step 5 under Schoolwide Duties).
1.
LT
2. Goals of the CEPPA in Classroom Implementation and the Role of the LT: Every classroom teacher in a target school should be able to implement the CEPPA process with students to address either the Six Pillars of Character or topics under step five above. Middle school teachers can use the standard version of the CEPPA, teachers of grades 3 through 5 can use the graphics version (less text), and K—2 teachers should at least be able to lead very basic discussions (that are age-appropriate) that follow the structure of the CEPPA to help even the youngest students to gain an understanding of problems and topics related to areas such as discipline and to form simple rules or policies for their classroom. The role of the LT members will be to provide guidance and monitoring to colleagues as they implement the CEPPA in their classrooms. Some of this can be done informally through discussions in the faculty lounge or at lunch on a one-on-one basis. There will also be a need for some formal after school meetings with groups of teachers (perhaps by grade levels) to share progress, ideas, new policies and rules, and tangible results of how their classrooms are moving toward becoming more of a caring community. The LT members will also report on progress to the director and to Carroll and Montecalvo.
3.
Goals of the PPA in Classroom Implementation and the
Role of the LT: It has been shown how the CEPPA can be used as an online
analytical tool for both schoolwide and classroom purposes. The original PPA can and should be used by
classroom teachers as a technology integration learning tool. It was originally developed for use in the
4. The Role of the Teachers in Target Schools
Every teacher in a target school will be expected to participate in Project CHARACTER. Since CHARACTER is a comprehensive project, there are various ways in which teachers may participate:
1. Leadership Team: Section 3 describes the role of the three teachers in a target school who serve on the school’s Leadership Team. All teachers should review section 3 and those who meet the qualifications and time requirements should apply with the principal to participate as an LT member.
2. Schoolwide Implementation: Every teacher will be expected to participate on one of the schoolwide committees. These committees will be facilitated by members of the school’s Leadership Team (LT). LT members will involve teachers and parent representatives in examining topics from the character education grant application. Each school will select the top two topics and at least one other problem from the topics below:
(a) discipline problems
(b) student achievement
(c) participation in extracurricular activities
(d) parental and community involvement
(e) faculty and administration involvement
(f) student and staff morale
Section 3B(1)
6—14 presents the process involved in examining these topics and formulating
school policies to address these problems.
The process involves using an online software Internet application
created by Project
Every target school will be focusing on (a) discipline problems and (b) student achievement, as well as one additional topic identified as a priority by the school. Teachers should select the committee that they feel is of greatest interest to them, and one in which they feel they can offer ideas for formulating new policies for school improvement.
As teachers
participate in the process described in section 3B(1) 6—14, they are learning
through demonstration the Character Education Public Policy Analyst
(CEPPA). The CEPPA contains the six
basic problem solving steps that are in the original Public Policy Analyst
(PPA), an online tool that has been used with hundreds of teachers and
thousands of students in the
1. Define the Problem
2. Gather Evidence
3. Identify the Causes
4. Evaluate Existing Policies
5. Develop Public Policy Solutions
6. Select the Best Public Policy Solution
As a former teacher (twelve years in Syracuse), Jim Carroll knows first hand the frustrations that teachers often face with discipline problems, underachieving students or problems in areas such as students’ disrespect of teachers or disrespect toward other students. Usually teachers simply retreat to the faculty and complain among their colleagues and nothing changes. Project CHARACTER and the CEPPA provides teachers with the unique opportunity to systematically analyze such problems, evaluate existing policies, and formulate, implement and evaluate new policies to make a good school into a better one.
The process outlined in section 3B(1) 6—14 may involve from five to eight after school committee meetings, perhaps more depending on the discussions that take place, the inevitable differences of opinion, and the difficulty of reaching consensus. It should be emphasized that policy formulation and implementation is not the only goal. The CEPPA process itself in which teachers, some parents and the principal gather to focus on issues of fundamental importance to the quality of life for the school community is inherently valuable in helping to create a better, more caring school environment. The discussions that take place during the after school committee meetings will inevitably continue the next day in the faculty lounge and during lunch. Rather than the faculty lounge being a place for teachers to criticize students, administrators, or school policies (which is common in many schools), faculty lounge conversations will hopefully reflect the more positive, caring environment that the school is moving toward.
Teachers Unable to Attend After School Committee Meetings: It is recognized that some teachers may have after school conflicts that prevent them from regularly attending the after school committee meetings related to the problem they have selected. Such teachers should maintain regular contact with one of the Leadership Team (LT) members and provide information to that LT member related to work of the committee.
3. Classroom Implementation of the CEPPA: Elementary teachers that have self-contained classrooms that affords them the opportunity to work with the same students throughout the entire day. Some middle school teachers in the district also have responsibility for homerooms with the same students every day. In both situations, there are probably rules or policies that the teacher establishes. The CEPPA process that teachers have been using in their after school committee meetings can now be applied by teachers with their own classrooms or homerooms. Every classroom teacher in a target school should be able to implement the CEPPA process with students to address either the Six Pillars of Character or one of the six schoolwide topics. Middle school teachers can use the standard version of the CEPPA, teachers of grades 3 through 5 can use the graphics version (less text), and K—2 teachers should at least be able to lead very basic discussions (that are age-appropriate) that follow the structure of the CEPPA to help even the youngest students to gain an understanding of problems and topics related to areas such as discipline and to form simple rules or policies for their classroom. If teachers need help with classroom implementation of the CEPPA, they should contact one of their school’s LT members, the director or Jim Carroll, CHARACTER consultant.
4. Classroom Implementation of the PPA: All classroom teachers participate in Project CHARACTER through implementing the Character Education Public Policy Analyst (CEPPA) on schoolwide committees or to democratically formulate new classroom policies with their students. Some content teachers will also use the original Public Policy Analyst to improve student achievement in relation to state content standards in subjects such as science, language arts and social studies. Self-contained elementary teachers and a significant number of middle school teachers are responsible for teaching these subjects. Each of these subjects contains social problems. In science, students might study about the West Nile Virus, acid rain, or pollution. In social studies, students discuss problems related to immigration, terrorism, racism, or poverty. In language arts, students read short stories that contain a wide variety of social problems. The Public Policy Analyst (PPA) is a proven online tool that can help students to improve academic skills in numerous areas: problem solving and critical thinking, Internet research, and oral and written communications skills. The original PPA has been adopted for Project CHARACTER by adding additional questions at various steps to have students focus on ethical reasoning as it relates to policy analysis.
Classroom
teachers who use the PPA will be encouraged to develop a WebQuest. A WebQuest is an online lesson plan. The Project
5. The Role of the Principal in Target Schools
The overall goals of Project CHARACTER are to create a more caring school community and improve academic performance. These goals will be achieved through the schoolwide use of the Character Education Public Policy Analyst to develop new policies to make improvements in areas such as discipline, student achievement, and other topics related to academic improvement and character education. The person who has the chief responsibility for providing effective leadership in these areas is the building principal. Project CHARACTER seeks to mobilize the school community—teachers, parents, and students—to assist the principal in fulfilling these responsibilities.
Under Project CHARACTER, the principal serves as a member of the school’s Leadership Team (LT), the duties for which have been described. Some principals may wish to serve as the leader of the LT since the principal is the administrator who has the legal authority for many of the areas that the LT and the school community will examine, and since the principal is the person who ultimately has the legal responsibility for policy formulation for some of these matters. Also, in most situations, the principal will be the member of the LT who has the greatest knowledge and expertise related to these topics within that building. On the other hand, the principal may choose to delegate the LT leadership role to another member of the team. Whether the principal leads the team or delegates the role, it should be understood that although the CEPPA process is intended to facilitate democratic decision making, there may be certain issues and proposed policies for which the principal may have to exercise his or her administrative prerogatives to make a decision.
The building principal is the person whose leadership style and personality sets the tone for a particular building. This is also true for Project CHARACTER. For Project CHARACTER to make a difference in building a more caring school community, it is essential that the building principal fully support its philosophy and underlying assumptions